Assessor Resource

MSL916003
Supervise laboratory operations in work or functional area

Assessment tool

Version 1.0
Issue Date: May 2024


This unit of competency covers planning, allocation of tasks, coordination, quality assurance, monitoring resource usage and recording and reporting of laboratory operations. This requires using significant judgement about work sequences, choosing appropriate technology and procedures to ensure that products and services meet customer expectations, and ensuring that operations are conducted safely and efficiently in keeping with the workplace business plan.

This unit of competency is applicable to senior technical officers and laboratory supervisors working in all industry sectors. Responsibility is undertaken for the day-to-day operation of the work or functional area under broad direction from more senior staff, such as scientists, medical staff and engineers.

While no specific licensing or certification requirements apply to this unit at the time of publication, laboratory operations are governed by relevant legislation, regulations and/or external accreditation requirements. Local requirements should be checked.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1

Monitor and direct work practices within functional area

1.1

Ensure that personnel follow all relevant procedures, regulations and standards

1.2

Confirm that all technical work is performed in accordance with relevant standards, standard operating procedures (SOPs) and schedules

1.3

Ensure that analytical results/data are checked, collated and distributed in accordance with workplace requirements

1.4

Monitor testing and sampling procedures for quality control in accordance with workplace requirements

1.5

Identify and resolve complex problems by using agreed problem-solving strategies and act to prevent their recurrence

2

Manage personnel within work area

2.1

Develop and coordinate rosters to balance job requirements, laboratory efficiency and skill development opportunities

2.2

Empower work groups/teams in dealing with technical and workflow problems and suggesting improvements

2.3

Provide coaching and mentoring to support personnel who have difficulties with meeting targets for performance and/or resource usage

2.4

Establish and maintain effective communication with all personnel and clients to ensure smooth and efficient operations

3

Establish resource requirements, operating plans and budget

3.1

Collect and analyse available resource information in consultation with appropriate personnel

3.2

Prepare operational plans which make the best use of available resources, taking into account client needs and workplace plans

3.3

Identify and analyse possible variances due to external/internal factors and prepare contingency plans

3.4

Collect and analyse information to develop/revise an operating budget for the work/functional area

4

Procure resources to achieve operational plans

4.1

Analyse resource requirements and sources of supply in terms of suitability, cost, quality and availability

4.2

Select and purchase new materials and equipment in accordance with workplace procedures

4.3

Coordinate stocktaking of materials and equipment to ensure maintenance of stock at prescribed levels

4.4

Ensure that personnel are competent to perform required tasks and organise training if required

4.5

Arrange for the recruitment and induction of personnel as appropriate

5

Monitor and optimise operational performance and resource usage

5.1

Monitor the relationship between budget and actual performance to foresee problems

5.2

Analyse variations in budget performance and either report or rectify abnormal/sub-optimal performance

5.3

Negotiate with designated personnel and seek approval for variations to operational plans as required

5.4

Assess utilisation of plant, equipment and consumables and compare with planned usage

5.5

Rectify sub-optimal utilisation of plant, equipment and consumables

5.6

Program and arrange for maintenance of plant and equipment in accordance with workplace maintenance schedules

5.7

Maintain systems, procedures and records associated with resource usage in accordance with workplace requirements

Evidence of competence in this unit must satisfy all of the requirements of the elements and performance criteria, and include demonstration of:

supervising day-to-day laboratory operations of a work/functional area

ensuring that legislation, statutory and workplace requirements are met in work operations

collecting and analysing information to develop/revise operating plans and budget

achieving planned outcomes within agreed resource and budget parameters without compromising safety, quality and ethics

coordinating stocktakes, selecting and purchasing materials and equipment

programing and arranging for maintenance of plant and equipment

making decisions within limits of responsibility and authority

monitoring outputs, analysing processes and introducing ways to improve operations

solving a range of non-routine problems

motivating and mentoring personnel to improve performance.

Must provide evidence that demonstrates knowledge of:

laboratory services and/or products and customers in work/functional area

legislation, codes, standards and registration criteria relevant to the work area or function

business operational plans and key performance indicators (KPIs) for work/functional area

principles of budgeting, operational planning and efficient resource use

workplace industrial agreements and regulations dealing with hygiene, dress and behaviour of employees

standard operating procedures (SOPs) and the technical details of sampling, testing, equipment and instrumentation within the work area

problem-solving techniques and contingency planning

auditing procedures in work/functional area

team leadership, mentoring and coaching techniques

work health and safety (WHS) and environment requirements.

Judgement of competence must be based on holistic assessment of the evidence. Assessment methods must confirm consistency of performance over time, rather than a single assessment event. The assessment timeframe must allow for adequate assessment over a planning cycle.

This unit of competency must be assessed in a laboratory environment that meets Australian standards for working laboratories or is accredited by the National Association of Testing Authorities (NATA) or the Royal College of Pathology.

Foundation skills are integral to competent performance of the unit and should not be assessed separately.

Assessment processes and techniques must be appropriate to the language, literacy and numeracy requirements of the work being performed and the needs of the candidate.

Knowledge evidence may be collected concurrently with performance evidence or through an independent process, such as workbooks, written assessments or interviews (provided a record is kept in each case).

This unit of competency may be assessed with:

MSL916002 Manage and develop teams

MSL916004 Maintain registration and statutory or legal compliance in work or functional area

MSL946001 Implement and monitor WHS and environmental management systems

Holistic assessment methods include:

direct observation of the candidate's interactions with personnel

review of reports from the candidate’s subordinates, peers, managers and/or customers

review of reports, operational budgets and plans generated by the candidate

review of performance reports for the candidate's work area

review of documented examples of quality performance improvements achieved by the candidate and examples of significant problems solved

observation of simulations/role plays to assess situations which are critical but did not arise during the negotiated assessment period.

Access is required to instruments, equipment, materials, workplace documentation, procedures and specifications associated with this unit, including, but not limited to:

laboratory equipped with appropriate services, equipment, instruments and consumables

relevant workplace policies, procedures, operational reports, financial reports and stock records

technical manuals, SOPs and quality manuals.

Assessors must satisfy the assessor competency requirements that are in place at the time of the assessment as set by the VET regulator.

The assessor must demonstrate both technical competency and currency.

Technical competence can be demonstrated through:

relevant VET or other qualification/Statement of Attainment AND/OR

relevant workplace experience

Currency can be demonstrated through:

performing the competency being assessed as part of current employment OR

having consulted with a laboratory about performing the competency being assessed within the last twelve months.


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1

Monitor and direct work practices within functional area

1.1

Ensure that personnel follow all relevant procedures, regulations and standards

1.2

Confirm that all technical work is performed in accordance with relevant standards, standard operating procedures (SOPs) and schedules

1.3

Ensure that analytical results/data are checked, collated and distributed in accordance with workplace requirements

1.4

Monitor testing and sampling procedures for quality control in accordance with workplace requirements

1.5

Identify and resolve complex problems by using agreed problem-solving strategies and act to prevent their recurrence

2

Manage personnel within work area

2.1

Develop and coordinate rosters to balance job requirements, laboratory efficiency and skill development opportunities

2.2

Empower work groups/teams in dealing with technical and workflow problems and suggesting improvements

2.3

Provide coaching and mentoring to support personnel who have difficulties with meeting targets for performance and/or resource usage

2.4

Establish and maintain effective communication with all personnel and clients to ensure smooth and efficient operations

3

Establish resource requirements, operating plans and budget

3.1

Collect and analyse available resource information in consultation with appropriate personnel

3.2

Prepare operational plans which make the best use of available resources, taking into account client needs and workplace plans

3.3

Identify and analyse possible variances due to external/internal factors and prepare contingency plans

3.4

Collect and analyse information to develop/revise an operating budget for the work/functional area

4

Procure resources to achieve operational plans

4.1

Analyse resource requirements and sources of supply in terms of suitability, cost, quality and availability

4.2

Select and purchase new materials and equipment in accordance with workplace procedures

4.3

Coordinate stocktaking of materials and equipment to ensure maintenance of stock at prescribed levels

4.4

Ensure that personnel are competent to perform required tasks and organise training if required

4.5

Arrange for the recruitment and induction of personnel as appropriate

5

Monitor and optimise operational performance and resource usage

5.1

Monitor the relationship between budget and actual performance to foresee problems

5.2

Analyse variations in budget performance and either report or rectify abnormal/sub-optimal performance

5.3

Negotiate with designated personnel and seek approval for variations to operational plans as required

5.4

Assess utilisation of plant, equipment and consumables and compare with planned usage

5.5

Rectify sub-optimal utilisation of plant, equipment and consumables

5.6

Program and arrange for maintenance of plant and equipment in accordance with workplace maintenance schedules

5.7

Maintain systems, procedures and records associated with resource usage in accordance with workplace requirements

This field allows for different work environments and conditions that may affect performance. Essential operating conditions that may be present (depending on the work situation, needs of the candidate, accessibility of the item, and local industry and regional contexts) are included.

Standards, codes, procedures and/or workplace requirements

Standards, codes, procedures and/or workplace requirements include the latest version of one or more of:

Australian and international standards and codes relevant to the laboratory’s operations and scope of testing

work health and safety (WHS) national standards and codes of practice

registration/licensing and/or National Association of Testing Authorities (NATA) accreditation requirements

workplace documents and/or plans covering management of laboratory services, quality, environment, personnel, budgets and maintenance

Equipment and systems

Equipment and systems include, but are not limited to:

computer equipment, information management systems and financial accounting systems

Problem solving

Problem solving includes:

troubleshooting and fault-finding

risk analysis, root cause analysis and/or aspect/impact analysis

non-routine operational, technical, administrative and/or personnel-related problems

Supervisory responsibilities

Supervisory responsibilities within functional area include:

work practices, personnel, operational plans and performance

WHS and environmental management requirements

WHS and environmental management requirements include:

· complying with WHS and environmental management requirements at all times, which may be imposed through state/territory or federal legislation. These requirements must not be compromised at any time

· applying standard precautions relating to the potentially hazardous nature of samples

accessing and applying current industry understanding of infection control issued by the National Health and Medical Research Council (NHMRC) and State and Territory Departments of Health, where relevant

Evidence of competence in this unit must satisfy all of the requirements of the elements and performance criteria, and include demonstration of:

supervising day-to-day laboratory operations of a work/functional area

ensuring that legislation, statutory and workplace requirements are met in work operations

collecting and analysing information to develop/revise operating plans and budget

achieving planned outcomes within agreed resource and budget parameters without compromising safety, quality and ethics

coordinating stocktakes, selecting and purchasing materials and equipment

programing and arranging for maintenance of plant and equipment

making decisions within limits of responsibility and authority

monitoring outputs, analysing processes and introducing ways to improve operations

solving a range of non-routine problems

motivating and mentoring personnel to improve performance.

Must provide evidence that demonstrates knowledge of:

laboratory services and/or products and customers in work/functional area

legislation, codes, standards and registration criteria relevant to the work area or function

business operational plans and key performance indicators (KPIs) for work/functional area

principles of budgeting, operational planning and efficient resource use

workplace industrial agreements and regulations dealing with hygiene, dress and behaviour of employees

standard operating procedures (SOPs) and the technical details of sampling, testing, equipment and instrumentation within the work area

problem-solving techniques and contingency planning

auditing procedures in work/functional area

team leadership, mentoring and coaching techniques

work health and safety (WHS) and environment requirements.

Judgement of competence must be based on holistic assessment of the evidence. Assessment methods must confirm consistency of performance over time, rather than a single assessment event. The assessment timeframe must allow for adequate assessment over a planning cycle.

This unit of competency must be assessed in a laboratory environment that meets Australian standards for working laboratories or is accredited by the National Association of Testing Authorities (NATA) or the Royal College of Pathology.

Foundation skills are integral to competent performance of the unit and should not be assessed separately.

Assessment processes and techniques must be appropriate to the language, literacy and numeracy requirements of the work being performed and the needs of the candidate.

Knowledge evidence may be collected concurrently with performance evidence or through an independent process, such as workbooks, written assessments or interviews (provided a record is kept in each case).

This unit of competency may be assessed with:

MSL916002 Manage and develop teams

MSL916004 Maintain registration and statutory or legal compliance in work or functional area

MSL946001 Implement and monitor WHS and environmental management systems

Holistic assessment methods include:

direct observation of the candidate's interactions with personnel

review of reports from the candidate’s subordinates, peers, managers and/or customers

review of reports, operational budgets and plans generated by the candidate

review of performance reports for the candidate's work area

review of documented examples of quality performance improvements achieved by the candidate and examples of significant problems solved

observation of simulations/role plays to assess situations which are critical but did not arise during the negotiated assessment period.

Access is required to instruments, equipment, materials, workplace documentation, procedures and specifications associated with this unit, including, but not limited to:

laboratory equipped with appropriate services, equipment, instruments and consumables

relevant workplace policies, procedures, operational reports, financial reports and stock records

technical manuals, SOPs and quality manuals.

Assessors must satisfy the assessor competency requirements that are in place at the time of the assessment as set by the VET regulator.

The assessor must demonstrate both technical competency and currency.

Technical competence can be demonstrated through:

relevant VET or other qualification/Statement of Attainment AND/OR

relevant workplace experience

Currency can be demonstrated through:

performing the competency being assessed as part of current employment OR

having consulted with a laboratory about performing the competency being assessed within the last twelve months.

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Ensure that personnel follow all relevant procedures, regulations and standards 
Confirm that all technical work is performed in accordance with relevant standards, standard operating procedures (SOPs) and schedules 
Ensure that analytical results/data are checked, collated and distributed in accordance with workplace requirements 
Monitor testing and sampling procedures for quality control in accordance with workplace requirements 
Identify and resolve complex problems by using agreed problem-solving strategies and act to prevent their recurrence 
Develop and coordinate rosters to balance job requirements, laboratory efficiency and skill development opportunities 
Empower work groups/teams in dealing with technical and workflow problems and suggesting improvements 
Provide coaching and mentoring to support personnel who have difficulties with meeting targets for performance and/or resource usage 
Establish and maintain effective communication with all personnel and clients to ensure smooth and efficient operations 
Collect and analyse available resource information in consultation with appropriate personnel 
Prepare operational plans which make the best use of available resources, taking into account client needs and workplace plans 
Identify and analyse possible variances due to external/internal factors and prepare contingency plans 
Collect and analyse information to develop/revise an operating budget for the work/functional area 
Analyse resource requirements and sources of supply in terms of suitability, cost, quality and availability 
Select and purchase new materials and equipment in accordance with workplace procedures 
Coordinate stocktaking of materials and equipment to ensure maintenance of stock at prescribed levels 
Ensure that personnel are competent to perform required tasks and organise training if required 
Arrange for the recruitment and induction of personnel as appropriate 
Monitor the relationship between budget and actual performance to foresee problems 
Analyse variations in budget performance and either report or rectify abnormal/sub-optimal performance 
Negotiate with designated personnel and seek approval for variations to operational plans as required 
Assess utilisation of plant, equipment and consumables and compare with planned usage 
Rectify sub-optimal utilisation of plant, equipment and consumables 
Program and arrange for maintenance of plant and equipment in accordance with workplace maintenance schedules 
Maintain systems, procedures and records associated with resource usage in accordance with workplace requirements 

Forms

Assessment Cover Sheet

MSL916003 - Supervise laboratory operations in work or functional area
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

MSL916003 - Supervise laboratory operations in work or functional area

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: